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SEC Fair Fund
Old 06-22-2009, 07:49 AM   #1
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freebird5825's Avatar
Join Date: Feb 2008
Location: East Nowhere, 43N Latitude, NY
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SEC Fair Fund

This article
Free Money for Mutual Fund Investors - Morningstar - Fund Spy
led me to here
SEC Rules on Fair Fund and Disgorgement Plans - April 2004

Is this new or just new to me?
I don't own any of the MFs listed in the M* article.

Anybody have any experience with or further knowledge of this ?

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Old 06-22-2009, 08:51 AM   #2
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We've had clients get some checks from this. Pretty straightforward--if they came from tax-deferred accounts, just deposit them into same.
Maybe seen a dozen so far, not particularly large sums involved.
“One day your life will flash before your eyes. Make sure it's worth watching.”
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