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When a Broker goes into forced liquidation
Old 04-06-2008, 09:25 AM   #1
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Join Date: Oct 2007
Location: New York
Posts: 743
I remember when Etrade ran into some trouble a few months ago there were questions about what happens if a broker goes under, what happens if your account is over the SIPC limit, etc.


Here's an interesting piece from Willkie Farr on the subject.

http://www.willkie.com/files/tbl_s29...ted_Issues.pdf
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