timo2
Thinks s/he gets paid by the post
Something new
CFTC SmartCheck
From the blurb for this site:
[FONT="] Checking out someone you are considering as a financial adviser can be daunting. The U.S. Commodity Futures Trading Commission (CFTC), has launched a new tool to help. SmartCheck is a campaign that connects investors to tools to check the registration, license and disciplinary history of certain financial professionals.[/FONT]
[FONT="] This collection of tools allows the responsible investor to confirm the credentials of investment professionals, uncover any past disciplinary history, and stay ahead of scam artists with news and alerts.[/FONT]
[FONT="] In addition to CFTC databases, SmartCheck connects you to FINRA's BrokerCheck, the Securities and Exchange Commission EDGAR Database and lists 6 Steps to Smarter Investments.[/FONT]
CFTC SmartCheck
From the blurb for this site:
[FONT="] Checking out someone you are considering as a financial adviser can be daunting. The U.S. Commodity Futures Trading Commission (CFTC), has launched a new tool to help. SmartCheck is a campaign that connects investors to tools to check the registration, license and disciplinary history of certain financial professionals.[/FONT]
[FONT="] This collection of tools allows the responsible investor to confirm the credentials of investment professionals, uncover any past disciplinary history, and stay ahead of scam artists with news and alerts.[/FONT]
[FONT="] In addition to CFTC databases, SmartCheck connects you to FINRA's BrokerCheck, the Securities and Exchange Commission EDGAR Database and lists 6 Steps to Smarter Investments.[/FONT]
