clifp
Give me a museum and I'll fill it. (Picasso) Give me a forum ...
- Joined
- Oct 27, 2006
- Messages
- 7,733
What if FINRA and the SEC don't allow FAs to do that? Maybe that's why clifp has never gotten anyone to provide that info.
What specifically does FINRA prohibit regarding the disclosure of a adviser personal financial info.
I have searched the FINRA manual in vain several times, along with reviewing my textbook from an abandoned CFP course, for a rule that says I as an adviser can't give you my tax returns and/or personal brokerage statements.
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